Our Brave New Nuclear World

So now we have a North Korea armed with long-range missiles and thermonuclear weapons. Make no mistake. This is the new normal. Pyongyang will never give them up, and no one can make them do so. 

The follow-on effects of this development will transform global politics and security policy. A wave of nuclear proliferation and military buildup is definitely to be expected. So one must ask: given our knowledge of what was going on in North Korea, how did we ever let this happen? Also we must ask, what realistically can be done to lower the threat of war?

In 1994, when President Bill Clinton announced the “agreed framework” with Pyongyang that he claimed to believe would solve the problem, I found myself in guest quarters at the Naval War College in Newport, R.I. with my wife (from China) of just six years. President Clinton said, “North Korea will freeze and then dismantle its nuclear program. South Korea and our other allies will be better protected. The entire world will be safer as we slow the spread of nuclear weapons.”

The American president also stressed that security would be maintained and that United States determination was firm.

Puzzled, my wife asked me, “What is this man saying.” I responded, “This, my darling, is what in America we call an ‘empty threat’”  . . . and indeed it proved to be just that. Within six years, the CIA had detected North Korea’s clandestine program. In 2006, Pyongyang carried out her first nuclear test. “Experts” stated that alone North Korea was incapable of developing delivery systems or increasing the size of her arsenal. 2020 was given as the then conveniently remote date when Pyongyang might pose some rudimentary threat.

What went wrong? Intelligence failure of course. Inability to imagine what was going to happen as well. A failure of policy which sought to use negotiations and incentives (the provision of light water reactors) to bring Pyongyang around. Most important was a failure to take seriously the lessons of history.

Think of WWII. In Hitler’s time, the highest ranks of the military and security apparatus contained many opposed to war. They planned to carry out a coup if the Führer invaded Czechoslovakia. Those involved included Foreign Minister Konstantin von Neurath; Head of Intelligence Colonel Hans Osler; Head of Counter- Intelligence Admiral William Canaris; Chief of Staff of the Army Colonel-General Ludwig Beck, and  the opposition contained many others—less well organized, from political parties as well as Protestant and Catholic Christians.  When the Czech plans became known by the army, General Beck and others sent envoys to London and Paris who were rebuffed. Not, that is, until British Prime Minister Neville Chamberlain and French Prime Minister Édouard Daladier came to terms with Hitler at Munich, in September 1938, sacrificing Czechoslovakia, thus inadvertently destroying the whole plan. Other plans were also made, but this one was perhaps the best chance. Reaching Czechoslovakia required passing through fortified mountain passes, and with the famous Škoda Works munitions factory supplying them, the efficient Czech army might well have broken Hitler’s momentum with a stalemate on difficult ground. It was, in other words, worth a try. The French and British governments should have reacted positively. Terrified, however, Chamberlain and others became intoxicated by a delusional vision of peace through sincere negotiation with Hitler and appeasement—i.e. letting him invade other countries, but not yours. The might-have-beens continue to add literature to an already substantial mountain of speculation.[1]

The historical lesson here is that often prairie fires are started by discarded matches showing almost no flame. Douse the match somehow and all will be well: otherwise, hundreds of thousands of acres may go up in a firestorm.

In geopolitical language, this means force or the credible threat of force are best used the instant a threat is detected. Civilized people, however, tend to place actual force far down the list—after engagement, negotiations, incentives, embargoes, etc. which do not work when a country is genuinely on the warpath.

Possibly, World War II could have been averted as late as 1938, but by 1939, Germany learned that the allies would not resist, so the war could only be fought to the bloody finish.[2]

Likewise, North Korea could have been stopped in 1994 by military threats or even strike operations against their nuclear facilities. Instead, we wasted time heedlessly and profligately. We weren’t even serious. No one had a gut sense of how bad things could really get. Yet, ask our people about how appeasement strengthened Hitler, and many could have given intelligent answers. But to them, this was history; it resided in their brains, but not their bones; they would never have made nor make such mistakes. 

At that time, we also still harbored grave delusions with respect to Beijing’s interest in cooperation on the issue. In fact, one year after Clinton’s speech, China’s government made her first tentative move toward what is now territorial expansion greater in size than even that of the Third Reich at its largest—with the annexation of Mischief Reef from the Philippines.

Had we or the Philippines sent forces simply to demolish this minor maritime feature, China might well have desisted. Likewise, had the allies prepared for war or actually fought over Czechoslovakia, Hitler would never have acquired the aura of invincibility that so benefited his campaigns.

Now, the new situation has ratcheted into place. South Korea and Japan will likely become full nuclear powers. The existing East Asian arms race will pass through India to the western borders of Russia, thus menacing Europe. No solution exists any more, except a balance of terror. Sad nay tragic, but SO human. Welcome to the pre-war period.


[1] See among many others, Peter Hoffmann, The History of the German Resistance 1933-1945 (Cambridge, MA: MIT press, 1997))

[2] See Williamson Murray, The Change in the Balance of Power (Princeton, N.J.: Princeton University Press, 1984)

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Why We Must Recognize North Korea

The reason that negotiations over North Korea have never achieved anything is simple. Their avowed goal is impossible to achieve. It is well-past time to accept that no means, political or military, exists to eliminate North Korean nuclear weapons. Their continued existence is certain, as will be explained. That being the case, it is time for the United States in particular to adopt a new approach.

This approach would be to recognize North Korea diplomatically, as a state, and as one having nuclear capability. Washington and Pyongyang should each build embassies and exchange ambassadors. This is the best alternative now available. It will not restore peace to Asia but it will bring partial progress that is real, rather than the total solution on which all agree, but that is simply impossible.

On June 21. 2017  United States Secretary of State Rex Tillerson stated that Washington and Beijing agreed to “a complete and irreversible denuclearization of Korean Peninsula.” [1] Two weeks later, on July 7, 2017 it was reported that Mr. Putin and Mr. Trump had also agreed on such“ a complete and irreversible denuclearization.”[2] South Korea has already agreed repeatedly to this idea.

But how could such a situation ever be created? No country possessing nuclear weapons is ever again going to give them up. Ukraine did so, trusting to the pledges of the Budapest Memorandum (4 December 2004) in which “The Russian Federation, the United Kingdom of Great Britain and Northern Ireland and the United States of America reaffirm their commitment to Ukraine, in accordance with the principles of the Final Act of the Conference on Security and Cooperation in Europe, to respect the independence and sovereignty and the existing borders of Ukraine” That was proven a worthless scrap of paper when Russia invaded (2014-present) and annexed Crimea.

No one could miss the lesson nor will North Korea: keep your nuclear weapons and no one will dare invade you. Give them up and your position is vulnerable.

Suppose, however that North Korea solemnly agreed to denuclearize under treaty provisions, perhaps similar to those of Budapest. Proving that Pyongyang had complied would be impossible. North Korea is 48,000 square miles; under her surface are labyrinths of tunnels, factories, and military facilities of which we have no clue. To hold back and conceal  a substantial nuclear strike force would be easy, nor could any inspection regime, up to and including a military occupation, detect it if the concealment were competently done. Even a military holocaust over the country would not surely eliminate such weapons.

Note too that even a residual North Korean nuclear force would probably range from 49 to 100 (author’s estimate), as compared to 7,000 Russian bombs, China’s perhaps 1,000 (author’s estimate), India’s 130, Pakistan’s 140, Israel’s 80, France’s 300, Britain’s 215, and the United State’s 6,600. Her threat is deeply concerning, but the region is far more worried by China.[3]

At worst North Korea will flatly turn down our offer of recognition, in which case we should state that it remains open. If embassies having secure conference facilities, and able ambassadors are created, then for the first time the United States and Pyongyang will have a secure means of communicating ideas, however sensitive. This too may lead nowhere. But as the advantages of closer ties with the United States and her world of allies become clear, it is equally possible that Pyongyang will come to see that they can offer much more than their current shaky alignment with Russia and China.

No quid pro quo should be offered for this standard diplomatic procedure. Nor should anyone imagine that, if successfully accomplished, it will bring peace to hand. The greatest threat to Asia is not North Korea but China’s illegal expansion and militarization over millions of square miles into territories to which she has no claim, seas to her east and mountains of or near north India.

This fact of Chinese aggression means that the U.S. and her allies must continue to be strong; indeed stronger than they are at present. If a recognized North Korea continues to develop weapons of mass destruction, our only option will be further to increase the armaments and missile defenses of our Asian allies.  My own view is that if South Korea finds the North unresponsive to her peace overtures, she will develop her own nuclear weapons, regardless of American opinion. The same is almost certainly true for Japan, which China is forcing into a remilitarization that she does not want. When the Japanese do things, though, they tend to do them well, so we may assume that, if China does not change the situation radically, she will soon face a Japan possessing a nuclear deterrent—I argue only for minimal nuclear deterrents for our allies, perhaps no more than nuclear tipped torpedoes or nuclear cruise missiles that can be launched near shore—as well as and an air force as good as any.

Finally, what of North Korea? She will no longer be glued in place, attached to China of which she is not fond. With her independent forces she will also be too strong for China to intimidate. lest she cause nuclear attack. By the same token, North Korea will no longer be forced to ally only with  rogue nations.  She will have the option of moving into a more central and multipolar position globally, both diplomatically and economically. The possibility of trading in real world markets may afford her the opportunity to change.

These are only hopes. For now we extend our hand of formal recognition. But we offer nothing in return, nor do we diminish our relations with South Korea and other allies. Not a trail whose terminus is visible. But a rail at least that we can begin to walk.

Arthur Waldron is a Senior Fellow in FPRI’s Asia Program and is the Lauder Professor of International Relations in the Department of History at the University of Pennsylvania.


[1] http://www.teletrader.com/news/details/39290551?ts=1499882856534

[2] https://koreas.liveuamap.com/en/2017/7-july-tillerson-says-trump–and–putin-had-a-pretty-good

[3] https://www.armscontrol.org/factsheets/Nuclearweaponswhohaswhat  This is the source for all figures save those labeled “author’s estimate”.

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China’s Nuclear Interest in the South China Sea

Economic and sovereignty interests are commonly cited as the reasons for China’s assertiveness in the South China Sea. The security of China’s sea-based nuclear deterrent could be added to that list of reasons.

Since the founding of the People’s Republic, China has worried about external threats—and justifiably so. During the Cold War, it faced down both the world’s superpowers, first the United States and then the Soviet Union. Both were armed with nuclear weapons at a time when China was still developing its own arsenal. But even after it successfully produced nuclear-armed ballistic missiles, China could not rest easy. It still had to ensure their survivability to create a credible nuclear deterrent.

China’s Sea-Based Nuclear Deterrent

Early on, China understood that ballistic missiles based on land would be more vulnerable to preemptive attack than those based under the sea.  And the longer they could stay under the sea, the safer they would be.  Thus, in the late 1950s, China began to acquire the technology needed for nuclear-powered ballistic missile submarines (SSBN), which can operate underwater for long periods, and for their associated submarine-launched ballistic missiles (SLBM).[1]

By the 1980s, China built its first SSBN, the Type 092 (or Xia-class), along with its first SLBM, the JL-1. Though only one Xia-class submarine ever became fully operational, China went to great lengths to protect it. Chinese engineers tunneled under a rocky promontory at Jianggezhuang, adjacent to the Yellow Sea, to provide the submarine with a hardened shelter. As it turned out, the Xia rarely went to sea during its service life.[2] But if it sailed into the Yellow Sea today, China might have some cause for concern, given the proximity of capable naval forces from Japan, South Korea, and the United States on the sea’s eastern edge.

China’s Southern Strategy

After the Cold War, China continued to improve its sea-based nuclear deterrent. About a decade ago, China began serial production of its second SSBN, the Type 094 (or Jin-class). So far, the Chinese navy has commissioned four Jin-class submarines; the completion of the JL-2 SLBM followed.[3] But years before the submarines entered service, China had already started construction on a new naval base for them that runs along Yalong Bay, near the South China Sea. With satellite imagery, one can see the grand scale of the new base.  (See image below.) It even features a submarine tunnel, like the one at Jianggezhuang, but with enough room for loading facilities and multiple submarines.[4]

Yalong Bay Naval Base

 

China’s Jin-class SSBNs are now regularly seen at the base.  (See image below.)  South of it is the South China Sea—a region increasingly dotted with Chinese military outposts and airfields. It is also a region with no navies capable of directly challenging China’s. Indeed, Chinese strategists may have envisioned the South China Sea to be a naval bastion, a partially enclosed area where China’s SSBNs could safely operate under the protection of friendly air and naval forces. The Soviet navy operated in the Barents Sea and the Sea of Okhotsk in much the same way during the Cold War.

Jin-class Submarines
Source: Jamestown Foundation

To be sure, the South China Sea carries drawbacks as a naval bastion. The biggest is probably the fact that operating there would put China’s SSBNs further from potential targets in the Western Hemisphere, though future SLBMs may have longer ranges. Still, the South China Sea does enable China to disperse more widely its undersea nuclear forces, and thereby improve their survivability. If China has come to see the South China Sea as important to the security of its sea-based nuclear deterrent, then those who hope that patient economic and diplomatic engagement will persuade China to change its behavior in the region are very likely to be disappointed, as they have been to date.


[1] John Wilson Lewis and Xue Litai, China’s Strategic Seapower: The Politics of Force Modernization in the Nuclear Age (Stanford: Stanford University Press, 1994), pp. 23–125, 129–205.

[2] Stephen Saunders, ed., Jane’s Fighting Ships 2014-2015 (London: Jane’s Information Group, 2014), p. 128.

[3] Office of the Secretary of Defense, Annual Report to Congress: Military and Security Developments Involving the People’s Republic of China 2016 (Washington, DC: U.S. Department of Defense, Apr. 2016), p. 26.

[4] Richard D. Fisher, Jr., “Secret Sanya: China’s new nuclear naval base revealed,” Jane’s Intelligence Review, May 2008, pp. 50–53.

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